Regulatory
Disclosures
Securities are offered through Vanderbilt Securities, LLC — member FINRA and SIPC, registered with MSRB. Advisory services are offered through Vanderbilt Advisory Services. Harvest Wealth Financial is not itself a registered broker-dealer or registered investment advisor.
Harvest Wealth Financial is not a registered broker-dealer nor a registered investment advisor.
Harvest Wealth Financial and Vanderbilt Financial Group are separate and unaffiliated entities.
Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates.
Securities offered through Vanderbilt Securities, LLC. Member FINRA, SIPC. Registered with MSRB.
Advisory Services offered through Vanderbilt Advisory Services.
Clearing agent: Fidelity Clearing & Custody Solutions.
Neither Vanderbilt Financial Group, nor any of its associates provide tax or legal advice. Please consult with your tax and/or legal advisors regarding your personal circumstances.
Supervising Home Office: 125 Froehlich Farm Blvd, Woodbury, NY 11797 · 631-845-5100
Additional disclosures: vanderbiltfg.com/disclosures
Recognitions
About awards and rankings
Awards and recognitions are issued by the third parties named. Rankings and recognitions are not indicative of future performance, are not a guarantee of investment success, and should not be construed as an endorsement of Dr. Simpson by any client. Selection criteria, evaluation periods and the universe of candidates considered vary by award and are determined solely by the issuing organization.
Fees
About published fees
Fees shown are the published ranges for these engagements and depend on the complexity of your situation. They are not a quote. Your actual fee is confirmed in writing before any engagement begins. Investment management fees are separate and are charged by the third-party manager.
Content
About the educational content on this site
This material is educational and general in nature. It is not individualized investment, tax or legal advice, and it does not account for your particular circumstances.
Claims about bestseller status on this site are stated in their specific, substantiated form rather than as an unqualified “bestselling author”.
BrokerCheck
Check us out on BrokerCheck
FINRA’s BrokerCheck lets you research the professional backgrounds of brokerage firms and investment professionals. brokercheck.finra.org
Supervision
Supervising office
Supervising Home Office
125 Froehlich Farm Blvd, Woodbury, NY 11797
631-845-5100
Additional disclosures: vanderbiltfg.com/disclosures
How this site is maintained
Review and approval workflow
Nothing on this site changes without Dr. Simpson’s approval and, where required, principal review. The workflow is:
- Draft or change is made and staged
- Dr. Simpson reviews and approves
- PDF export generated for the changed pages
- PDF submitted to Vanderbilt via HAT for principal review
- Publish once approval is returned